-.z.供應(yīng)商審核報告SUPPLIERAUDITREPORT□首次評審【InitialSurvey】□跟蹤評審【Follow-upSurvey】□定期評審【RegularSurvey】協(xié)力廠商Supplier聯(lián)系人Contact地址Address電話Tel0主要產(chǎn)品modity評鑒日期AuditDate評鑒人員Auditor分?jǐn)?shù)Score評鑒評分標(biāo)準(zhǔn)AuditpointEvaluationScale0′供給商不熟悉必要的工作事項(xiàng),且沒有建立相關(guān)的文件〔流程圖、未來規(guī)劃、方案、程序文件策略等〕Supplierisnotfamiliarwiththerequirementsoftheelementandhasnorelevantsourcedocumentation(flowcharts,forecasts,plans,procedures,strategies,etc.)inthearea.1′供給商熟悉必要的工作事項(xiàng),但是沒有來源文件,方案和執(zhí)行來佐證.Supplierisfamiliarwiththerequirementsoftheelementbutthereisnoevidenceofsourcedocumentation,planningorimplementation.2′供給商熟悉必要的工作事情,有初步的來源文件但執(zhí)行上不夠完善.Supplierisfamiliarwiththerequirementsoftheelementandhaspreliminarysourcedocumentationwithinpleteplansforimplementation.3′文件是可用的并且有被執(zhí)行,但是文件內(nèi)容不全面，還需改良.Sourcedocumentationisavailableandimplementationisinprogress.Deficiencieshavebeenidentifiedbutimprovementsarenotquantifiable.4′完全有按照文件執(zhí)行,并且執(zhí)行效果有完整的佐證資料,供給商已經(jīng)到達(dá)了最低要求.Fullimplementationofsourcedocumentationfortherequirementandpleteconfirmedevidenceofimplementationeffectiveness.Thesupplierhasmetminimumrequirements.5′供給商評為最好的,且能夠通過新的途徑證明有重大意義的創(chuàng)新,展現(xiàn)相應(yīng)的成效遠(yuǎn)超過客戶的需求,供給商樹立工業(yè)基準(zhǔn).Supplierisbest-in-classandisabletodemonstratesignificantinnovationinnewwaystoshowrelevantresultsbeyondthecustomerrequirements.Thesuppliersetstheindustrybenchmark.N/A不適用。Notapplicability.1.0評鑒工程〔Assessmentchecklist〕AuditSectionElementPossiblePointsSupplierPointsSupplier%SunwodaPointsSunwoda%1進(jìn)料/制程/成品出貨品質(zhì)控制〔Ining/In-process/Out-going/QualityControl〕130′2檢驗(yàn)與測試儀器管理〔Inspection&TestingEquipmentManagement〕35′3訓(xùn)練〔Training〕20′4工程設(shè)計(jì)/新產(chǎn)品控制/工程變更〔EngineerDesign/NewProductControl/EngineeringChange〕30′5設(shè)備/工具/夾具/治具管理〔Equipment/Tooling/Jigs/Fi*turesManagement〕30′6供給商管理(SupplierManagement〕45′7倉儲管理〔WarehouseManagement〕30′8環(huán)境系統(tǒng)〔EnvironmentSystemAssessment〕30′9社會責(zé)任〔SocietyResponsibility〕30總分TotalScore380′根據(jù)評審結(jié)果，供給商〔〕被評定為AuditReportSummary:Basedonsurvey,Supplier()isremendedfor良好(各局部得分≥75%，總分≥85%)E*cellent(Allsections≥75%,Total≥85%)符合要求(各局部得分≥60%，總分≥70%)MeetRequirement(Allsections≥60%,Total≥70%)□不符合要求(其中之一工程得分＜60%，或總分＜70%)Non-conformity(Allsections＜60%,Total＜70%)審核簽名CheckbytheDept.supervisorSQE主管簽名日期SQESupervisorSign：Date：PUR主管簽名日期PURSupervisorSign：Date：R&D主管簽名日期R&DSupervisorSign：Date：供給商代表SupplierRepresentative簽名日期Signature：Date：最終批準(zhǔn)FinallyApproved品質(zhì)總監(jiān)日期QualityDirectorDate：1．進(jìn)料/制程/成品出貨品質(zhì)控制(SQE負(fù)責(zé))〔Ining/In-process/Out-going/QualityControl〕序號容總分值供給商欣旺達(dá)備注1是否有組織架構(gòu)圖及明朗的工作職責(zé)表"Isthereorganizationstructureandlistofworkingresponsibility"5′2是否有獨(dú)立的品質(zhì)檢驗(yàn)部門和品質(zhì)保證部門"Isthereindependentinspectiondepartmentandqualityassurancedepartment"5′3客供物料檢驗(yàn)及不合格品處理是否有獨(dú)立的文件支持"Isthereindependentfiletosustaininspectingmaterialsuppliedbycustomeranddealingwithnon-conforminggoods"5′4是否有適當(dāng)?shù)倪M(jìn)料檢驗(yàn)作業(yè)程序及流程"Arethereproperoperatingprocedureandflowofininginspection"5′5不同的物料是否依據(jù)相制訂的檢驗(yàn)標(biāo)準(zhǔn)"檢驗(yàn)標(biāo)準(zhǔn)中是否有規(guī)定相對應(yīng)之檢驗(yàn)工具"Isdifferentmaterialinspectedaccordingtocorrespondinginspectionscale"Istherecorrespondinginspectingtoolsregulatedininspectionscale"5′6檢驗(yàn)員是否按工程圖和檢驗(yàn)標(biāo)準(zhǔn)執(zhí)行,并實(shí)際記錄檢驗(yàn)結(jié)果"Doseinspectorperformaccordingtoengineeringchartsandinspectionscale,andtheresultsofinspectioninfacts"5′7進(jìn)料檢驗(yàn)狀態(tài)及檢驗(yàn)結(jié)果是否有清晰的標(biāo)識，不合格品有否被隔離"Isthereclearmarkininingmaterialinspectionstateandresult"Isthenon-conforminggoodsseparated"5′8進(jìn)料檢驗(yàn)不合格時是否發(fā)出CAR書面通知供給商進(jìn)展對策回復(fù)及時效"IstheCARwritingnoticesentouttosuppliertoreplyforcountermeasure"5′9是否制定進(jìn)料檢驗(yàn)品質(zhì)目標(biāo)"如何執(zhí)行、統(tǒng)計(jì)分析"Hasthequalityaimofininginspectionbeenbroughtout"Howtoperformandsatanalysis"5′10針對未達(dá)品質(zhì)目標(biāo)時如何處理"是否成立CIP專案小組進(jìn)展持續(xù)改善"Howtodealwhennotarriveattheaim"DotheCIPspecialgroupmakeuptokeeponimproving"5′11是否有制程作業(yè)管制程序"作業(yè)流程圖或QC(QualityControl)圖并有效執(zhí)行"IsthereIPoperationmanagementprocedure"PerformoperationfloworQCchartsavailably"5′12是否有制程檢驗(yàn)程序"IPQC作業(yè)是否依據(jù)程序執(zhí)行并記錄"(如首件確認(rèn)、檢驗(yàn)頻率、工具、工程等)IsthereIPinspectionprocedure"IstheIPQCworkingperformanceaccordingtoprocedure"(suchasinitialproductguaranteeinspectionfrequency,tool,section,etc)5′13現(xiàn)場是否放置SOP,SIP以便于作業(yè)員操作,且均按SOP工程執(zhí)行"DotheSOPandSIPplaceinlocaleforoperatortooperate,andperformaccordingtoSOPsection"5′14特殊工位操作員是否有上崗資格培訓(xùn)"Dosethespecialpostoperatorhavequalificationtrainingofgoingtowork"5′15每日使用檢驗(yàn)工具之前進(jìn)展準(zhǔn)確性檢測并記錄"檢測工具不準(zhǔn)確時有否追溯之前檢測之產(chǎn)品"Doinspectaccuracyandrecordbeforeusinginspectingtooleveryday"Docarryupinitialinspectedproductwheninspectingtoolisinaccuracy"5′16制程中不同檢驗(yàn)狀態(tài)的產(chǎn)品是否有清晰的標(biāo)識"Dodifferentinspectingproducthasclearmarkduringinspectingprocess"5′17是否有制程不合格品管制流程"不合格之可追溯性與標(biāo)示狀況"Istheremanagementflowfordisqualityproductofinspectingprocess"Disqualityproductiscarriedupandmarked"5′18是否對制程不合格品提出矯正預(yù)防措施"DosuggestoutremedyandpreventmeasurementsfordisqualityproductofInspectingprocess"5′19返修、返工是否有作業(yè)流程"Doreserviceandreprocessgoodshaveoperationflow"5′20返修、返工的詳細(xì)情況和復(fù)檢結(jié)果是否形成文件"Dospecificcaseandre-inspectionresultofreserviceandreprocessbringintofile"5′21是否有出貨品質(zhì)管制檢驗(yàn)標(biāo)準(zhǔn)"并依此檢驗(yàn)標(biāo)準(zhǔn)執(zhí)行"Isthereinspectionscaleofout-goingqualitycontrol"Andperformthisscale"5′22是否針對客戶要求做相應(yīng)之檢驗(yàn)及測試"Docorrespondinginspectingandtestingforcustomerrequirements"5′23針對出貨包裝是否有做查核"Checkforout-goingpackage"5′24出貨前不合格品處理流程、標(biāo)示、確認(rèn)"Istheredealingflow,markandconfirmofdisqualitybeforeout-going"5′25客戶抱怨處理流程及矯正預(yù)防措施的實(shí)施回復(fù)時效"Istheredealingflowofcustomerplaint,remedyandpreventandavailabilityofreply"5′26客戶退貨處理流程及矯正預(yù)防動作"Istheredealingflowofcustomerrejectionandactionofremedyandprevent"5′總分Totalscore130′SignatureSignature:2．檢驗(yàn)與測試儀器管理〔SQE負(fù)責(zé)〕〔Inspection&TestingEquipmentManagement〕序號容總分值供給商欣旺達(dá)備注1是否有適當(dāng)?shù)某绦蛑С謨x校室管理"Thereisproperproceduretosustainmanagementofequipment-checkingroom"5′2是否建立儀校室儀器清單，對使用儀器加以管制"(如購進(jìn)時間、保存地點(diǎn)、保管人員、校正周期等)Establishlistofapparatusinequipment-checkingroomandmanagetheusingapparatus"(suchaspurchasetime,saveplace,keeperandcheckcycleetc)5′3是否制定實(shí)驗(yàn)儀器校正周期和保養(yǎng)方案"Makeoutcheckcycleoftestingapparatusandprotectionplan"5′4儀校室是否進(jìn)展溫濕度管制并做記錄"Equipment-checkingroomcarryoutmanagementofthetemperatureandhumility,andmakerecord"5′5是否建立儀校室緊急應(yīng)變措施程序"Establishmeasurementprocedureofemergencyforequipment-checkingroom"5′6檢驗(yàn)儀器/設(shè)備校正是否參照相應(yīng)的國家或國際標(biāo)準(zhǔn)"Inspectingequipment/instrumentcheckingisperformedaccordingtohomelandorinternationalstandard"5′7檢驗(yàn)儀器/設(shè)備是否有校正具有唯一的標(biāo)識"校正是否有相應(yīng)的校正記錄"Inspectingequipment/instrumentcheckinghastheonlycheckmark"Thereiscorrespondingcheckingrecordwhenchecking"5′總分Totalscore35′SignatureSignature:3．訓(xùn)練〔SQE負(fù)責(zé)〕〔Training〕序號容總分值供給商欣旺達(dá)備注1是否制訂公司年度培訓(xùn)方案,并按此執(zhí)行"培訓(xùn)方案是否按公司不同職位、工種進(jìn)展分類培訓(xùn)"Makeoutcropannualtrainingplan"Andperformthis"Trainingplansgoonclassifiedtrainingbydifferentposition,workingtype"5′2新進(jìn)員工是否有做相應(yīng)培訓(xùn)"(如公司簡介、公司行政標(biāo)準(zhǔn)、品質(zhì)系統(tǒng)的宣導(dǎo))Newworkerhavetakencorrespondingtraining"(suchasbriefintroductionofcrop,administrationscaleanddeclarationofqualitysystem)5′3當(dāng)作業(yè)標(biāo)準(zhǔn)、操作手法、工程變更時是否對操作員進(jìn)展培訓(xùn)"Operatorhavetakentrainingwhenoperationscale,operationmethodsorengineerchanged"5′4培訓(xùn)考核是否有效"訓(xùn)練記錄是否有效保存"Traininge*aminationisavailable"Trainingrecordissavedavailably"5′總分Totalscore20′SignatureSignature:4．工程設(shè)計(jì)/新產(chǎn)品控制/工程變更〔工程負(fù)責(zé)〕〔EngineerDesign/NewProductControl/EngineeringChange〕序號容總分值供給商欣旺達(dá)備注1是否建立"新產(chǎn)品設(shè)計(jì)開發(fā)程序〞以保證產(chǎn)品在每一個階段的驗(yàn)證"Establish"newproductdesigndevelopmentprocedure"toguaranteeinspectionofproductineachphase"5′2新產(chǎn)品轉(zhuǎn)移工程包括內(nèi)容"(如工程圖面、操作作業(yè)指導(dǎo)書、CP、FMEA等)Shiftinghaveitemsofnewproductincludecontents"(Suchasengineeringpicture,operationworkingconductionbook,CPandFMEAetc)5′3是否有工程變更程序"ECR&E是否明示變更時效、處理方式等"Thereisprocedureofengineerchange"ECR&Eindicatedavailabilityofchanginganddealingmethod" 5′4是否有文件流程保證各部門所使用的文件及工程資料為最新版本且有效控制"Thereisfileflowtoguaranteethatfilesofeachdepartmentusingandengineerdataarenewversionandcontrolledavailable"5′5當(dāng)工程變更時，相應(yīng)之CP、FMEA、SOP是否有做適當(dāng)修正"ThecorrespondingCP、FMEAandSOPareproperlyamendedwhenengineerchanged"5′6是否保存客戶原始樣品及資料"(包括電子檔案、原始信息、客戶成認(rèn)書、圖面等),如何建檔保存"Remaininitialsampleanddataofcustomer"(includingelectronicfile,initialmessage,customeracknowledgmentandpictureetc),Howtoestablishfiletosave"5′總分Totalscore30′SignatureSignature:5．設(shè)備/工具/夾具/治具管理〔工程負(fù)責(zé)〕〔Equipment/Tooling/Jigs/Fi*turesManagement〕序號容總分值供給商欣旺達(dá)備注1是否制定設(shè)備保養(yǎng)程序"并制訂定期保養(yǎng)方案"設(shè)備是否做日常點(diǎn)檢，并有效記錄點(diǎn)檢工程"設(shè)備、模具等發(fā)生異常處理流程"Establishprotectionprocedureofequipmentandprotectionplaninscheduledtime"Takeacheckofequipmentdailyandrecorditemsofcheckingefficiently"Dealingflowaboutabnormalcaseofequipment,mouldandetc"5′2是否制定對工具/夾具/治具/模具等保養(yǎng)管理方法"Waysofprotectionmanagementoftool/jigs/fi*tures/mould5′3設(shè)備、模具、治具使用前是否由品管及相關(guān)部門進(jìn)展確認(rèn)"Afterapprovedbyrelevantqualitycontroldepartment,equipment,mouldandjigscanbeused5′4是否對工、模具進(jìn)展使用次數(shù)統(tǒng)計(jì)"Makeasat.timesofusingtoolsandmould"5′5是否有效保存維修、保養(yǎng)記錄表"Saverecordchartofreparationandprotectionineffect"5′6工,治夾具是否有防護(hù)作用"Tools,jigsandfi*tureshaveactionofprotection"5′總分Totalscore30′SignatureSignature:6．供給商管理〔采購負(fù)責(zé)〕(SupplierManagement)序號容總分值供給商欣旺達(dá)備注1采購系統(tǒng)是否建立"產(chǎn)品報價是否及時有效"Establishpurchasesystem"Quoteofpriceisavailable"5′2物控系統(tǒng)是否建立"有無制定采購方案"Establishmaterialcontrol"Makeoutpurchaseplan"5′3貴公司供給商價格是否具有競爭力"Pricesuppliedofyourcrophaspetition"5′4同種材料是否有多家合格供給商"Thesamematerialsaresuppliedbymanysuppliers"5′5是否具有完整的采購價降方案"Thereispleteplanofpurchasereducingprice"5′6原物料的供給周期是否正常"Supplyingcycleoforiginalmaterialisnormal"5′7生產(chǎn)設(shè)備是否齊全"Productionequipmentisallready"5′8是否有正常的生產(chǎn)方案排程及緊急應(yīng)變方法"Thereisscheduleofnormalproductionplanandmethodofemergency"5′9是否具有完整的售后效勞體制"Thereisthewholesystemofaftersalesservice"5′總分Totalscore45′SignatureSignature:7．倉儲管理〔采購負(fù)責(zé)〕〔WarehouseManagement〕序號容總分值供給商欣旺達(dá)備注1倉庫是否有明確區(qū)分良品/不良品及各種物料存放區(qū)域"Dothestoragedistinguishbetweengoodproductandbadproduct,andstoringareaofdifferentmaterials"5′2對于庫存材料是否有一個管制期限的管理方法來保證物料在有效期限內(nèi)"Istheremethodofmanagementperiodtoguaranteestoringmaterialinavailability"5′3倉庫物料是否明顯標(biāo)示品名、規(guī)格、數(shù)量、廠商等"Warehousematerialisclearlymarkedproductname,specification,quantityandmanufactureretc"5′4倉庫是否有先進(jìn)先出作業(yè)流程"如何執(zhí)行先進(jìn)先出的作業(yè)"Dothestorageholdoperationflowforfirstin-ingorout-going"Howtoperformthisoperationflow"5′5退回倉庫之物料是否經(jīng)QC確認(rèn)"MaterialreturnedtowarehouseisapprovedbyQC"5′6危險品是否建立獨(dú)立的倉庫,并有文件支持"Establishindependentstoragefordangerousgoods,andhavefiletosustain"5′總分Totalscore30′SignatureSignature:8．環(huán)境系統(tǒng)〔采購負(fù)責(zé)〕〔EnvironmentSystemAssessment〕序號容總分值供給商欣旺達(dá)備注1供給商是否已經(jīng)通過ISO14001的認(rèn)證"最近的稽核日期是哪一天由哪一家認(rèn)證機(jī)構(gòu)來稽核"IsthesupplierISO14001certified"Whatisthedateofthelastauditandwhatwastheauditingorganization"5′2近3年內(nèi)企業(yè)是否發(fā)生過嚴(yán)重的環(huán)境事故、投訴或環(huán)保部門的處分？Havethesupplierhappenedanyseriousenvironmentaccidentorplainsandthepunishmentsoftheenvironmentdepartmentinthelastthreeyears"5′3工業(yè)廢水/廢氣/廢物/噪聲等排放是否取得環(huán)保部門的許可證書并達(dá)標(biāo)？Doesthesupplieragreedbytheenvironmentdepartmentinlettingouttheindustryliquidwaste,e*haustgas,rubbishandnoise"5′4對于重要的物料是否有適宜的儲存環(huán)境"如化學(xué)藥品、危險藥品、溫濕度敏感材料等Isthereproperstorageenvironmentfor)importantmaterial"suchaschemicalgoods,dangerousgoods,sensitivematerialtotemperaturehumilityetc"5′5工作間,衛(wèi)生間,廠房及其它地方,是否有定期維修,以確保地方清潔,空氣流通,照明充足,地方免受污染和沒有觸電危險"Areworkingstations,hygiene-relevantplaces,housingfacilitiesandanyplacesubjecttoemployeepresence,inamaintenanceconditionthatmakesthemfreefromanyrisktopersonalhealthandsafety,fromcontaminationrisk,electricalhazard,andprovideadequatelevelofcleanliness,aircirculationandfiltering,lightingandtemperature.5′6是否設(shè)置防火,防暴及逃生等平安系統(tǒng)以保障員工的人身平安及公司財(cái)產(chǎn)"緊急逃生圖有否按時更新,及張貼于顯眼處,以便員工閱覽,其有效性是否經(jīng)過測試"Setupsafesystemoffire-proofing,blast-proofingandescapetoprotectworkersafetyandcropproperty"Hasanemergencyplanbeenupdatedaccordingthelatestfacilitylay-out,displayed,madeaccessibletoallworkers,andtestedforeffectiveness.5′總分Totalscore30′Signed:Signed:SignatureSignature:9．社會責(zé)任〔SQE負(fù)責(zé)〕〔SocietyResponsibility〕序號容總分值供給商欣旺達(dá)備注1公司管理層是否已制定及簽發(fā)以下有關(guān)政策:環(huán)境保護(hù),安康與平安,童工,強(qiáng)制勞工,岐視,報酬與工作時間"Hasthetopmanagementofpanylaiddownandsigned-offpoliciescoveringatleastEnvironment,HealthandSafety,ChildLabour,ForcedLabour,Discrimination,pensationandWorkHours"52在招聘員工過程中,是否有效地查核員工之年齡"年齡少于18歲之員工,有否被安排于有危險之