供應鏈融資均衡和協(xié)調策略研究的國內外文獻綜述目錄TOC\o"1-3"\h\u28992供應鏈融資均衡和協(xié)調策略研究的國內外文獻綜述 1293671.1供應鏈融資研究綜述 1132441.2供應鏈融資均衡策略研究 324661.3供應鏈融資協(xié)調策略研究 516767參考文獻 71.1供應鏈融資研究綜述在供應鏈金融領域，供應鏈參與成員資金約束的問題是學者們經(jīng)常研究的重要課題。關于資金受限供應鏈的融資問題，現(xiàn)有文獻主要研究了供應鏈中上下游企業(yè)資金約束的融資決策問題（銀行信貸融資、貿易信貸融資、電商平臺融資、3PL企業(yè)融資以及P2P融資）。Buzacott和ZhangADDINEN.CITE<EndNote><Cite><Author>Buzacott</Author><Year>2004</Year><RecNum>1454</RecNum><DisplayText><styleface="superscript">[1]</style></DisplayText><record><rec-number>1454</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621822017">1454</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Buzacott,J.A.</author><author>Zhang,R.Q.</author></authors></contributors><auth-address>YorkUniv,SchulichSchBusiness,NYork,ONM3J1P3,Canada HongKongUnivSci&Technol,DeptIndEngn&EngnManagement,Kowloon,HongKong,PeoplesRChina</auth-address><titles><title>Inventorymanagementwithasset-basedfinancing</title><secondary-title>ManagementScience</secondary-title><alt-title>ManageSci</alt-title></titles><periodical><full-title>ManagementScience</full-title><abbr-1>ManageSci</abbr-1></periodical><alt-periodical><full-title>ManagementScience</full-title><abbr-1>ManageSci</abbr-1></alt-periodical><pages>1274-1292</pages><volume>50</volume><number>9</number><keywords><keyword>production/inventorymanagement</keyword><keyword>asset-basedfinancing</keyword><keyword>loanlimits</keyword><keyword>supplychainmanagement</keyword><keyword>supplychaininventory</keyword><keyword>model</keyword><keyword>information</keyword><keyword>system</keyword><keyword>policies</keyword><keyword>costs</keyword></keywords><dates><year>2004</year><pub-dates><date>Sep</date></pub-dates></dates><isbn>0025-1909</isbn><accession-num>WOS:000223906700009</accession-num><urls><related-urls><url><GotoISI>://WOS:000223906700009</url></related-urls></urls><electronic-resource-num>10.1287/mnsc.1040.0278</electronic-resource-num><language>English</language></record></Cite></EndNote>[1]研究單一周期供應商的報童模型中不同資本對銀行和零售商決策的影響，發(fā)現(xiàn)庫存融資可以緩解零售商資金短缺問題。Boyabatli和ToktayADDINEN.CITE<EndNote><Cite><Author>Boyabatl</Author><Year>2007</Year><RecNum>254</RecNum><DisplayText><styleface="superscript">[2]</style></DisplayText><record><rec-number>254</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619560319">254</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Boyabatl,Onur</author><author>Toktay,L.B</author></authors></contributors><titles><title>Capacityinvestmentinimperfectcapitalmarkets:Theinteractionofoperationalandfinancialdecisions</title></titles><dates><year>2007</year></dates><urls></urls></record></Cite></EndNote>[2]分析了資本市場不完善對企業(yè)運營和融資決策的影響，強調了運營和融資決策整合的重要性。鐘遠光等ADDINEN.CITE<EndNote><Cite><Author>鐘遠光</Author><Year>2011</Year><RecNum>1428</RecNum><DisplayText><styleface="superscript">[3]</style></DisplayText><record><rec-number>1428</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621737858">1428</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">鐘遠光</style></author><author><styleface="normal"font="default"charset="134"size="100%">周永務</style></author><author><styleface="normal"font="default"charset="134"size="100%">李柏勛</style></author><author><styleface="normal"font="default"charset="134"size="100%">王圣東</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">華南理工大學工商管理學院</style><styleface="normal"font="default"size="100%">;</style><styleface="normal"font="default"charset="134"size="100%">解放軍電子工程學院數(shù)學教研室</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">供應鏈融資模式下零售商的訂貨與定價研究</style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">管理科學學報</style></secondary-title></titles><periodical><full-title>管理科學學報</full-title></periodical><pages>57-67</pages><volume>14</volume><number>06</number><keywords><keyword>資金約束</keyword><keyword>融資服務</keyword><keyword>最優(yōu)訂貨</keyword><keyword>最優(yōu)定價</keyword></keywords><dates><year>2011</year></dates><isbn>1007-9807</isbn><call-num>12-1275/G3</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[3]討論在沒有融資、外部融資和內部融資下具有資金約束零售商的供應鏈訂貨和定價問題，研究表明供應鏈融資可增加零售商的訂購量和利潤。Wu等ADDINEN.CITE<EndNote><Cite><Author>Wu</Author><Year>2013</Year><RecNum>260</RecNum><DisplayText><styleface="superscript">[4]</style></DisplayText><record><rec-number>260</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619568026">260</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Wu,X.L.</author><author>Wan,C.H.</author><author>Zhou,Y.W.</author></authors></contributors><auth-address>Scut,SchBusinessAdm,Guangzhou,Guangdong,PeoplesRChina</auth-address><titles><title>ResearchonRetailer'sOrderingDecisionunderbankfinancing</title><secondary-title>201310thInternationalConferenceonServiceSystemsandServiceManagement(Icsssm)</secondary-title><alt-title>ICServSystServM</alt-title></titles><alt-periodical><full-title>201411thInternationalConferenceonServiceSystemsandServiceManagement(Icsssm)</full-title><abbr-1>ICServSystServM</abbr-1></alt-periodical><pages>392-397</pages><keywords><keyword>supplychainfinance</keyword><keyword>finance</keyword><keyword>deposit</keyword><keyword>orderingpolicy</keyword><keyword>inventorymanagement</keyword><keyword>policies</keyword></keywords><dates><year>2013</year></dates><accession-num>WOS:000333959300072</accession-num><urls><related-urls><url><GotoISI>://WOS:000333959300072</url></related-urls></urls><language>English</language></record></Cite></EndNote>[4]研究了在隨機市場需求下關注現(xiàn)金流量的零售商的兩期最優(yōu)訂貨決策。結論表明零售商的訂購政策不僅取決于他的初始資金水平，還取決于產品的利潤率。王文利和駱建文ADDINEN.CITE<EndNote><Cite><Author>王文利</Author><Year>2013</Year><RecNum>1427</RecNum><DisplayText><styleface="superscript">[5]</style></DisplayText><record><rec-number>1427</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621737858">1427</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">王文利</style></author><author><styleface="normal"font="default"charset="134"size="100%">駱建文</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">上海交通大學中美物流研究院</style><styleface="normal"font="default"size="100%">;</style><styleface="normal"font="default"charset="134"size="100%">太原科技大學經(jīng)濟與管理學院</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">零售商提前支付與貸款擔保下的供應商融資策略</style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">管理工程學報</style></secondary-title></titles><periodical><full-title>管理工程學報</full-title></periodical><pages>178-184</pages><volume>27</volume><number>01</number><keywords><keyword>供應鏈管理</keyword><keyword>資金約束</keyword><keyword>預訂融資</keyword><keyword>信貸融資</keyword></keywords><dates><year>2013</year></dates><isbn>1004-6062</isbn><call-num>33-1136/N</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[5]研究零售商預付款融資模式和零售商擔保銀行信貸融資模式在緩解供應商融資過程中優(yōu)劣，通過兩種模式下的最優(yōu)參數(shù)，分析供應商初始資金、零售商資金成本和銀行融資利率對供應鏈融資決策的影響。陳曉旭等ADDINEN.CITE<EndNote><Cite><Author>陳曉旭</Author><Year>2013</Year><RecNum>474</RecNum><DisplayText><styleface="superscript">[6]</style></DisplayText><record><rec-number>474</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619562016">474</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">陳曉旭</style></author><author><styleface="normal"font="default"charset="134"size="100%">孫海雷</style></author><author><styleface="normal"font="default"charset="134"size="100%">朱龍濤</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">重慶大學經(jīng)濟與工商管理學院</style><styleface="normal"font="default"size="100%">;</style><styleface="normal"font="default"charset="134"size="100%">重慶大學現(xiàn)代物流重慶市重點實驗室</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">供應商擔保契約下考慮資金約束的供應鏈協(xié)調研究</style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">工業(yè)工程</style></secondary-title></titles><periodical><full-title>工業(yè)工程</full-title></periodical><pages>26-31</pages><volume>16</volume><number>05</number><keywords><keyword>報童融資問題</keyword><keyword>擔保契約</keyword><keyword>供應鏈協(xié)調</keyword></keywords><dates><year>2013</year></dates><isbn>1007-7375</isbn><call-num>44-1429/TH</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[6]發(fā)現(xiàn)資金不足的零售商向銀行進行融資時，供應商擔保契約可以使零售商的最優(yōu)訂貨量增加。肖肖和駱建文ADDINEN.CITE<EndNote><Cite><Author>肖肖</Author><Year>2016</Year><RecNum>1426</RecNum><DisplayText><styleface="superscript">[7]</style></DisplayText><record><rec-number>1426</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621737858">1426</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">肖肖</style></author><author><styleface="normal"font="default"charset="134"size="100%">駱建文</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">上海交通大學安泰經(jīng)濟與管理學院</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">面向資金約束制造商的雙渠道供應鏈融資策略</style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">系統(tǒng)管理學報</style></secondary-title></titles><periodical><full-title>系統(tǒng)管理學報</full-title></periodical><pages>121-128+138</pages><volume>25</volume><number>01</number><keywords><keyword>雙渠道</keyword><keyword>資金約束</keyword><keyword>提前付款</keyword><keyword>供應鏈管理</keyword></keywords><dates><year>2016</year></dates><isbn>1005-2542</isbn><call-num>31-1977/N</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[7]研究零售商預付款融資模式和銀行融資模式下資金約束制造商融資選擇問題，銀行融資利率和預付款價格折扣相等，若制造商可選擇這兩種融資方式，預付款融資模式更佳。顧超成ADDINEN.CITE<EndNote><Cite><Author>顧超成</Author><Year>2017</Year><RecNum>1177</RecNum><DisplayText><styleface="superscript">[8]</style></DisplayText><record><rec-number>1177</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619563274">1177</key></foreign-keys><ref-typename="Thesis">32</ref-type><contributors><authors><author>顧超成</author></authors><tertiary-authors><author>鄧世名,</author></tertiary-authors></contributors><titles><title>供應商資金約束下的不同供應鏈金融模式的研究</title></titles><keywords><keyword>供應鏈金融</keyword><keyword>買方融資</keyword><keyword>保理</keyword><keyword>應收賬款融資</keyword><keyword>資金約束</keyword><keyword>裝配系統(tǒng)</keyword></keywords><dates><year>2017</year></dates><publisher>華中科技大學</publisher><work-type>博士</work-type><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[8]構建了銀行融資策略和買方融資下的企業(yè)運營和融資聯(lián)合決策模型，分析了資金約束供應鏈中提高物流和資金流協(xié)同、優(yōu)化金融資源配置、提高資金約束供應商供貨能力的優(yōu)化策略，并對于銀行融資策略和買方融資策略的偏好，給出了影響各方策略偏好的閾值條件。彭紅軍和龐濤ADDINEN.CITE<EndNote><Cite><Author>彭紅軍</Author><Year>2020</Year><RecNum>1418</RecNum><DisplayText><styleface="superscript">[9]</style></DisplayText><record><rec-number>1418</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621737858">1418</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">彭紅軍</style></author><author><styleface="normal"font="default"charset="134"size="100%">龐濤</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">南京林業(yè)大學經(jīng)濟管理學院</style><styleface="normal"font="default"size="100%">;</style><styleface="normal"font="default"charset="134"size="100%">北卡州立大學數(shù)學系</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">農業(yè)補貼政策下訂單農業(yè)供應鏈融資與運作策略研究</style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">管理工程學報</style></secondary-title></titles><periodical><full-title>管理工程學報</full-title></periodical><pages>155-163</pages><volume>34</volume><number>05</number><keywords><keyword>訂單農業(yè)供應鏈</keyword><keyword>農業(yè)補貼</keyword><keyword>資金約束</keyword><keyword>產出隨機</keyword></keywords><dates><year>2020</year></dates><isbn>1004-6062</isbn><call-num>33-1136/N</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[9]構建由農戶、經(jīng)銷商和收購商組成三級農業(yè)供應鏈的序貫博弈模型，結果顯示，隨機的產出抑制了農戶生產規(guī)模，農戶種植可以通過農業(yè)補貼政策得到改善。Zhen和WangADDINEN.CITE<EndNote><Cite><Author>Zhen</Author><Year>2021</Year><RecNum>485</RecNum><DisplayText><styleface="superscript">[10]</style></DisplayText><record><rec-number>485</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619568027">485</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Zhen,Z.Y.</author><author>Wang,J.R.</author></authors></contributors><auth-address>HunanUniv,SchBusinessAdm,Changsha410082,Hunan,PeoplesRChina YangtzeUniv,SchInformat&Math,Jingzhou434023,Hubei,PeoplesRChina</auth-address><titles><title>Jointfinancingandorderingdecisionsinacapital-constrainedsupplychainwithriskpreference</title><secondary-title>Rairo-OperationsResearch</secondary-title><alt-title>Rairo-OperRes</alt-title></titles><periodical><full-title>Rairo-OperationsResearch</full-title><abbr-1>Rairo-OperRes</abbr-1></periodical><alt-periodical><full-title>Rairo-OperationsResearch</full-title><abbr-1>Rairo-OperRes</abbr-1></alt-periodical><pages>S2691-S2707</pages><volume>55</volume><keywords><keyword>riskpreference</keyword><keyword>initialcapital</keyword><keyword>tradecreditfinancing</keyword><keyword>bankcreditfinancing</keyword><keyword>financingequilibrium</keyword></keywords><dates><year>2021</year><pub-dates><date>Feb24</date></pub-dates></dates><isbn>0399-0559</isbn><accession-num>WOS:000624287300001</accession-num><urls><related-urls><url><GotoISI>://WOS:000624287300001</url><url>/articles/ro/pdf/2021/01/ro200172.pdf</url></related-urls></urls><electronic-resource-num>10.1051/ro/2020094</electronic-resource-num><language>English</language></record></Cite></EndNote>[10]分析了銀行信貸融資和貿易信貸融資下的Stackelberg博弈模型最優(yōu)決策，得出當滿足不同的供應商風險偏好閾值時，可以選擇不同的最優(yōu)融資方案。當供應商具有相對較高的風險偏好時，貿易信貸融資可以同時改善零售商和供應商的期望利潤，并可以求出唯一均衡解，否則，參與成員更偏向銀行信貸融資。融資困難是阻礙中小企業(yè)進一步發(fā)展的重要因素，企業(yè)的發(fā)展速度和潛力都會受到相應的制約。由于許多中小型企業(yè)從銀行進行貸款會出現(xiàn)融資難、貸款周期長的狀況，所以從上游制造商、下游分銷商進行貿易信貸也隨之興起，貿易信貸融資、創(chuàng)新型融資的相關文獻也與日俱增。現(xiàn)有文獻包括電商平臺融資、3PL企業(yè)融資、綠色信貸融資以及P2P融資。Wang等[10]比較了銀行融資和電商融資下供應鏈融資均衡策略和協(xié)調策略，研究表明，在一定閾值內，積極型電商融資可以實現(xiàn)供應鏈融資協(xié)調，但保守型可能不會達到融資協(xié)調。鄧智婷ADDINEN.CITE<EndNote><Cite><Author>鄧智婷</Author><Year>2019</Year><RecNum>1188</RecNum><DisplayText><styleface="superscript">[11]</style></DisplayText><record><rec-number>1188</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619568025">1188</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="Thesis">32</ref-type><contributors><authors><author>鄧智婷</author></authors><tertiary-authors><author>周啟蕾,</author></tertiary-authors></contributors><titles><title>基于電商參與的供應鏈環(huán)境下農戶融資決策研究</title></titles><keywords><keyword>資金約束</keyword><keyword>需求不確定</keyword><keyword>產出不確定</keyword><keyword>生產努力</keyword><keyword>供應鏈金融</keyword></keywords><dates><year>2019</year></dates><publisher>深圳大學</publisher><work-type>碩士</work-type><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[11]研究了電商參與的供應鏈融資決策，構建了考慮電商平臺兼具銷售渠道服務和融資擔保兩重功能的模型，解決了擔保融資下電商平臺擔保決策的權衡問題。陽杰ADDINEN.CITE<EndNote><Cite><Author>陽杰</Author><Year>2019</Year><RecNum>1190</RecNum><DisplayText><styleface="superscript">[12]</style></DisplayText><record><rec-number>1190</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619568025">1190</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="Thesis">32</ref-type><contributors><authors><author>陽杰</author></authors><tertiary-authors><author>楊宏林,</author></tertiary-authors></contributors><titles><title>考慮平臺參與的資金約束電商融資訂購決策</title></titles><keywords><keyword>電商融資</keyword><keyword>分享收益</keyword><keyword>自有資金</keyword><keyword>供應鏈金融</keyword></keywords><dates><year>2019</year></dates><publisher>湖南大學</publisher><work-type>碩士</work-type><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[12]構建了電商收益分享下的利潤模型和平臺收益函數(shù)，得到電商最優(yōu)訂購量和最大收益值，以及最優(yōu)訂購量關于分享比例系數(shù)的關系。Zhen等ADDINEN.CITEADDINEN.CITE.DATA[13]研究了雙渠道下資金約束制造商融資決策問題以及對雙渠道下供應鏈運營管理的影響，電商平臺作為制造商下游的合作伙伴為其提供貿易信貸融資，比較不同融資下制造商的融資策略選擇，結果表明：對于制造商而言，始終電商融資比銀行融資更優(yōu)?；艏t等ADDINEN.CITE<EndNote><Cite><Author>霍紅</Author><Year>2020</Year><RecNum>1187</RecNum><DisplayText><styleface="superscript">[14]</style></DisplayText><record><rec-number>1187</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619568025">1187</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">霍紅</style></author><author><styleface="normal"font="default"charset="134"size="100%">賈雪蓮</style></author><author><styleface="normal"font="default"charset="134"size="100%">徐玲玲</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">哈爾濱商業(yè)大學管理學院</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"charset="134"size="100%">電商參與融資的農產品供應鏈運營決策研究</style><styleface="normal"font="default"size="100%"></style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">工業(yè)工程與管理</style></secondary-title></titles><periodical><full-title>工業(yè)工程與管理</full-title></periodical><pages>34-41</pages><volume>25</volume><number>03</number><keywords><keyword>資金約束</keyword><keyword>產出不確定</keyword><keyword>融資模式</keyword><keyword>運營決策</keyword></keywords><dates><year>2020</year></dates><isbn>1007-5429</isbn><call-num>31-1738/T</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[14]研究具有資金約束的農戶可以選擇銀行融資或電商融資，求解供應鏈各參與成員的最優(yōu)，以及電商利率以及農戶從銀行融資能力對不同融資模式下的最優(yōu)決策與最優(yōu)利潤的影響。Chen和CaiADDINEN.CITE<EndNote><Cite><Author>Chen</Author><Year>2011</Year><RecNum>89</RecNum><DisplayText><styleface="superscript">[15]</style></DisplayText><record><rec-number>89</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619519720">89</key><keyapp="ENWeb"db-id="">0</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Chen,X.F.</author><author>Cai,G.S.</author></authors></contributors><auth-address>KansasStateUniv,DeptManagement,Manhattan,KS66506USA FudanUniv,SchManagement,Shanghai200433,PeoplesRChina</auth-address><titles><title>Jointlogisticsandfinancialservicesbya3PLfirm</title><secondary-title>EuropeanJournalofOperationalResearch</secondary-title><alt-title>EurJOperRes</alt-title></titles><periodical><full-title>EuropeanJournalofOperationalResearch</full-title><abbr-1>EurJOperRes</abbr-1></periodical><alt-periodical><full-title>EuropeanJournalofOperationalResearch</full-title><abbr-1>EurJOperRes</abbr-1></alt-periodical><pages>579-587</pages><volume>214</volume><number>3</number><keywords><keyword>thirdpartylogistics(3pl)</keyword><keyword>budget-constrainedretailer</keyword><keyword>supplychain</keyword><keyword>financialservice</keyword><keyword>inventorymanagement</keyword><keyword>newsvendorproblem</keyword><keyword>budgetconstraint</keyword><keyword>decisions</keyword><keyword>investment</keyword><keyword>contracts</keyword><keyword>buyer</keyword></keywords><dates><year>2011</year><pub-dates><date>Nov1</date></pub-dates></dates><isbn>0377-2217</isbn><accession-num>WOS:000293485800012</accession-num><urls><related-urls><url><GotoISI>://WOS:000293485800012</url></related-urls></urls><electronic-resource-num>10.1016/j.ejor.2011.05.010</electronic-resource-num><language>English</language></record></Cite></EndNote>[15]構建了供應商、零售商、銀行和3PL企業(yè)之間的博弈模型，首次提到了3PL融資服務，認為資金約束的零售商可以向銀行或3PL企業(yè)尋求融資貸款。結果表明，3PL融資不僅為3PL企業(yè)帶來了更大利潤，還為供應商，零售商以及整個供應鏈帶來更高的績效。Song等ADDINEN.CITE<EndNote><Cite><Author>Song</Author><Year>2016</Year><RecNum>1302</RecNum><DisplayText><styleface="superscript">[16]</style></DisplayText><record><rec-number>1302</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619576134">1302</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Song,Z.L.</author><author>Huang,H.</author><author>Ran,W.X.</author><author>Liu,S.</author></authors></contributors><titles><title>AStudyonthePricingModelfor3PLofInventoryFinancing</title><secondary-title>DiscreteDynamicsinNatureandSociety</secondary-title></titles><periodical><full-title>DiscreteDynamicsinNatureandSociety</full-title><abbr-1>DiscreteDynNatSoc</abbr-1></periodical><volume>2016</volume><dates><year>2016</year></dates><isbn>1026-0226</isbn><accession-num>WOS:000380306100001</accession-num><urls><related-urls><url><GotoISI>://WOS:000380306100001</url><url>/journals/ddns/2016/6489748.pdf</url></related-urls></urls><custom7>6489748</custom7><electronic-resource-num>10.1155/2016/6489748</electronic-resource-num></record></Cite></EndNote>[16]發(fā)現(xiàn)，在抵押價格影響中小企業(yè)違約率的情況下，庫存融資定價模型能夠使得3PL企業(yè)現(xiàn)金流量最大化；滿足一定現(xiàn)金貼現(xiàn)率的條件下，庫存融資定價能夠使企業(yè)的現(xiàn)金流量最大化。翟優(yōu)子ADDINEN.CITE<EndNote><Cite><Author>翟優(yōu)子</Author><Year>2018</Year><RecNum>1205</RecNum><DisplayText><styleface="superscript">[17]</style></DisplayText><record><rec-number>1205</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619567760">1205</key></foreign-keys><ref-typename="Thesis">32</ref-type><contributors><authors><author>翟優(yōu)子</author></authors><tertiary-authors><author>薛巍立,</author></tertiary-authors></contributors><titles><title>基于風險池的3PL企業(yè)融資業(yè)務模式及其價值分析</title></titles><keywords><keyword>第三方物流</keyword><keyword>融資業(yè)務模式</keyword><keyword>風險池</keyword><keyword>供應鏈金融</keyword></keywords><dates><year>2018</year></dates><publisher>東南大學</publisher><work-type>碩士</work-type><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[17]研究具有資金約束的第三方物流企業(yè)供應鏈融資模型，通過對比第三方物流融資和銀行融資下供應鏈成員的利潤，因為集中風險產生價值和雙重邊際效應導致第三方物流企業(yè)融資業(yè)務產生損失，從風險池的角度論證了第三方物流企業(yè)可以提升供應鏈效率。Qin等ADDINEN.CITEADDINEN.CITE.DATA[18]研究發(fā)現(xiàn)，綠色金融的利率并不總是會對制造商的碳排放量產生負面影響；同時，零售商的成本分攤并不總是對制造商的碳排放量產生積極的影響。Cong等ADDINEN.CITE<EndNote><Cite><Author>Cong</Author><Year>2020</Year><RecNum>1437</RecNum><DisplayText><styleface="superscript">[19]</style></DisplayText><record><rec-number>1437</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1621812815">1437</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author>Cong,J.</author><author>Pang,T.</author><author>Peng,H.J.</author></authors></contributors><titles><title>Optimalstrategiesforcapitalconstrainedlow-carbonsupplychainsunderyielduncertainty</title><secondary-title>JournalofCleanerProduction</secondary-title></titles><periodical><full-title>JournalofCleanerProduction</full-title><abbr-1>JCleanProd</abbr-1></periodical><volume>256</volume><dates><year>2020</year><pub-dates><date>May</date></pub-dates></dates><isbn>0959-6526</isbn><accession-num>WOS:000524981300125</accession-num><urls><related-urls><url><GotoISI>://WOS:000524981300125</url></related-urls></urls><custom7>120339</custom7><electronic-resource-num>10.1016/j.jclepro.2020.120339</electronic-resource-num></record></Cite></EndNote>[19]研究綠色信貸融資和碳限額交易下的資金約束低碳供應鏈融資系統(tǒng)的最優(yōu)策略。分析了融資利率、綠色融資補貼率、碳減排補貼、消費者低碳偏好、碳減排成本、收益不確定性、碳限額和碳交易價格對低碳供應鏈最佳決策和利潤的影響。于博ADDINEN.CITE<EndNote><Cite><Author>于博</Author><Year>2014</Year><RecNum>1276</RecNum><DisplayText><styleface="superscript">[20]</style></DisplayText><record><rec-number>1276</rec-number><foreign-keys><keyapp="EN"db-id="a5v59tz02ts0t2ee0wbxzp06z5w5pa0x0ffd"timestamp="1619570498">1276</key></foreign-keys><ref-typename="JournalArticle">17</ref-type><contributors><authors><author><styleface="normal"font="default"charset="134"size="100%">于博</style></author></authors></contributors><auth-address><styleface="normal"font="default"charset="134"size="100%">天津財經(jīng)大學經(jīng)濟學院</style><styleface="normal"font="default"size="100%">;</style></auth-address><titles><title><styleface="normal"font="default"size="100%">P2P</style><styleface="normal"font="default"charset="134"size="100%">物流金融借貸平臺及其融資模式創(chuàng)新</style><styleface="normal"font="default"size="100%"></style></title><secondary-title><styleface="normal"font="default"charset="134"size="100%">中國流通經(jīng)濟</style></secondary-title></titles><periodical><full-title>中國流通經(jīng)濟</full-title></periodical><pages>122-128</pages><volume>28</volume><number>06</number><keywords><keyword>物流金融</keyword><keyword>業(yè)務創(chuàng)新</keyword><keyword>P2P融資平臺</keyword><keyword>先存后貸</keyword></keywords><dates><year>2014</year></dates><isbn>1007-8266</isbn><call-num>11-3664/F</call-num><urls></urls><remote-database-provider>Cnki</remote-database-provider></record></Cite></EndNote>[20]首次提出了以第三方物流企業(yè)為運營主體、加入了P2P平臺融資的第三方物流信息平臺，結合供應鏈金融與互聯(lián)網(wǎng)金融的優(yōu)點，將第三方物流企業(yè)獨特的優(yōu)勢融入供應鏈金融服務，實現(xiàn)物流、信息流、資金流的一體化，為供應鏈金融的發(fā)展提供可行的融資方案。Jin等ADDINEN.CITEADDINEN.CITE.DATA[21]在預付款融資和延遲支付融資下分析資本約束零售商和消費者價格敏感度對融資策略選擇的影響，預付款融資下應設置不同的價格折扣來提高自身利潤；預付款融資下零售商自有資金會影響自身利潤。Deng等ADDINEN.CITE<EndNote><Cite><Author>Deng</Author><Year>2018</Year><RecNum>1450</RecNum><DisplayText><styleface="superscript">[22]</style></DisplayText><record><rec-number