-17-RestrictedStockPurchaseAgreement股票購買合同核心提示：AGREEMENTmadeasof_________,_________,_________(M/D/Y),byandbetweenAAACorporation,a_________(state)corporation(theCorporation),andBBB(sb)(thePurchaser).AllcapitalizedtermsinthisAgreementshallhavethemeaningassignedtothemAGREEMENTmadeasof_________,_________,_________(M/D/Y),byandbetweenAAACorporation,a_________(state)corporation(theCorporation),andBBB(sb)(thePurchaser).AllcapitalizedtermsinthisAgreementshallhavethemeaningassignedtotheminthisAgreementorintheattachedAppendix.A.PURCHASEOFSHARES1.PURCHASE.Purchaserherebypurchases_________sharesofCommonStock(thePurchasedShares)atthepurchasepriceof$_________pershare(thePurchasePrice).2.PAYMENT.ConcurrentlywiththedeliveryofthisAgreementtotheCorporation,PurchasershallpaythePurchasePriceforthePurchasedSharesincashorcashequivalentandshalldeliveraduly-executedblankAssignmentSeparatefromCertificate(intheformattachedheretoasExhibitI)withrespecttothePurchasedShares.3.STOCKHOLDERRIGHTS.UntilsuchtimeastheCorporationexercisestheRepurchaseRightortheFirstRefusalRight,Purchaser(oranysuccessorininterest)shallhaveallstockholderrights(includingvoting,dividendandliquidationrights)withrespecttothePurchasedShares,includingthePurchasedSharesheldinescrowhereunder,subject,however,tothetransferrestrictionsofArticlesBandC.4.DELIVERYOFCERTIFICATES.ThecertificatesrepresentinganyPurchasedShareswhicharesubjecttotheRepurchaseRightshallbeheldinescrowinaccordancewiththeprovisionsofthisAgreement.B.SECURITIESLAWCOMPLIANCE1.RESTRICTEDSECURITIES.ThePurchasedShareshavenotbeenregisteredunderthe1933ActandarebeingissuedtoPurchaserinrelianceupontheexemptionfromsuchregistrationprovidedbySection4(2)ofthe1933Act.PurchaserherebyconfirmsthatPurchaserhasbeeninformedthatthePurchasedSharesarerestrictedsecuritiesunderthe1933ActandmaynotberesoldortransferredunlessthePurchasedSharesarefirstregisteredundertheFederalsecuritieslawsorunlessanexemptionfromsuchregistrationisavailable.Accordingly,PurchaserherebyacknowledgesthatPurchaserispreparedtoholdthePurchasedSharesforanindefiniteperiodandthatPurchaserisawarethatSECRule144issuedunderthe1933ActwhichexemptscertainresalesofunrestrictedsecuritiesisnotpresentlyavailabletoexempttheresaleofthePurchasedSharesfromtheregistrationrequirementsofthe1933Act.2.REPRESENTATIONSANDWARRANTIESOFPURCHASER.Purchaserherebyrepresentsandwarrantsthat:(i)ThePurchasedSharesarebeingacquiredforinvestmentpurposesonlyforthePurchaser’sownaccount,andnotasanomineeoragent,andnotwithaviewtotheresaleordistributionofalloranypartofthePurchasedShares.PurchaserispreparedtoholdthePurchasedSharesforanindefiniteperiodandhasnopresentintentionofselling,grantinganyparticipatinginterestin,orotherwisedistributinganyofthePurchasedShares.Purchaserdoesnothaveanycontract,undertaking,agreementorarrangementwithanypersontosell,transferorgrantaparticipatinginterestin,anyofthePurchasedShares.(ii)PurchaserhasapreexistingpersonalorbusinessrelationshipwitheithertheCorporationorcertainBoardmembersorofficersoftheCorporationwhichisofanatureanddurationsufficienttomakePurchaserawareofthecharacter,businessacumenandgeneralbusinessandfinancialcircumstancesoftheCorporationand/orsuchBoardmembersorofficers.Inaddition,Purchaserhasbeenfurnishedwith,andhashadaccessto,suchinformationconcerningtheCorporation’sbusiness,managementandfinancialconditionasheorsheconsidersnecessaryorappropriatefordecidingwhethertoinvestinthePurchasedShares,andPurchaserhashadanopportunitytoaskquestionsandreceiveanswersfromtheCorporationregardingthetermsandconditionsoftheissuanceofthePurchasedShares.(iii)PurchaserisabletofendforhimorherselfinthetransactionscontemplatedbythisAgreement,canbeartheeconomicriskofinvestmentinthePurchasedSharesandhassuchknowledgeandexperienceinfinancialorbusinessmatterstobecapableofevaluatingthemeritsandrisksoftheinvestmentinthePurchasedShares.Purchaserisfullyawareof:(i)thespeculativenatureoftheinvestmentinthePurchasedShares;(ii)thefinancialriskinvolved;(iii)thelackofliquidityforthePurchasedSharesand(iv)thetransferrestrictionsandrepurchaserightsapplicabletothePurchasedShares.3.DISPOSITIONOFPURCHASEDSHARES.PurchasershallmakenodispositionofthePurchasedShares(otherthanaPermittedTransfer)unlessanduntilthereiscompliancewithallofthefollowingrequirements:(i)PurchasershallhaveprovidedtheCorporationwithawrittensummaryofthetermsandconditionsoftheproposeddisposition.(ii)PurchasershallhavecompliedwithallrequirementsofthisAgreementapplicabletothedispositionofthePurchasedShares.(iii)PurchasershallhaveprovidedtheCorporationwithwrittenassurances,informandsubstancesatisfactorytotheCorporation,that(a)theproposeddispositiondoesnotrequireregistrationofthePurchasedSharesunderthe1933Actor(b)allappropriateactionnecessaryforcompliancewiththeregistrationrequirementsofthe1933Actoranyexemptionfromregistrationavailableunderthe1933Act(includingRule144)hasbeentaken.TheCorporationshallNOTberequired(i)totransferonitsbooksanyPurchasedShareswhichhavebeensoldortransferredinviolationoftheprovisionsofthisAgreementOR(ii)totreatastheownerofthePurchasedShares,orotherwisetoaccordvoting,dividendorliquidationrightsto,anytransfereetowhomthePurchasedShareshavebeentransferredincontraventionofthisAgreement.4.RESTRICTIVELEGENDS.ThestockcertificatesforthePurchasedSharesshallbeendorsedwithoneormoreofthefollowingrestrictivelegendsandanylegendrequiredtobeplacedthereonbytheapplicableblueskylawsofanystate:ThesharesrepresentedbythiscertificatehavenotbeenregisteredundertheSecuritiesActof1933.Thesharesmaynotbesoldorofferedforsaleintheabsenceof(a)aneffectiveregistrationstatementforthesharesundersuchAct,(b)anoactionletteroftheSecuritiesandExchangeCommissionwithrespecttosuchsaleorofferor(c)satisfactoryassurancestotheCorporationthatregistrationundersuchActisnotrequiredwithrespecttosuchsaleoroffer.ThesharesrepresentedbythiscertificatearesubjecttocertainrepurchaserightsandrightsoffirstrefusalgrantedtotheCorporationandaccordinglymaynotbesold,assigned,transferred,encumbered,orinanymannerdisposedofexceptinconformitywiththetermsofawrittenagreementdatedSeptember18,1998,betweentheCorporationandtheregisteredholderoftheshares(orthepredecessorininteresttotheshares).AcopyofsuchagreementismaintainedattheCorporation’sprincipalcorporateoffices.C.TRANSFERRESTRICTIONS1.RESTRICTIONONTRANSFER.ExceptforanyPermittedTransfer,Purchasershallnottransfer,assign,encumberorotherwisedisposeofanyofthePurchasedShareswhicharesubjecttotheRepurchaseRight.Inaddition,PurchasedShareswhicharereleasedfromtheRepurchaseRightshallnotbetransferred,assigned,encumberedorotherwisedisposedofincontraventionoftheFirstRefusalRightortheMarketStand-Off.2.TRANSFEREEOBLIGATIONS.Eachperson(otherthantheCorporation)towhomthePurchasedSharesaretransferredbymeansofaPermittedTransfermust,asaconditionprecedenttothevalidityofsuchtransfer,acknowledgeinwritingtotheCorporationthatsuchpersonisboundbytheprovisionsofthisAgreementandthatthetransferredsharesaresubjectto(i)theRepurchaseRight,(ii)theFirstRefusalRightand(iii)theMarketStand-Off,tothesameextentsuchshareswouldbesosubjectifretainedbyPurchaser.3.MARKETSTAND-OFF.(a)InconnectionwiththeCompany’sinitialpublicofferingofitsequitysecuritiespursuanttoaneffectiveregistrationstatementfiledunderthe1933ActandinconnectionwithanyotherunderwrittenpublicofferingbytheCorporationofitsequitysecuritiespursuanttoaneffectiveregistrationstatementfiledunderthe1933Actduringtheperiodtwoyearsaftertheeffectivedateofsuchinitialpublicoffering,Ownershallnotsell,makeanyshortsaleof,loan,hypothecate,pledge,grantanyoptionforthepurchaseof,orotherwisedisposeortransferforvalueorotherwiseagreetoengageinanyoftheforegoingtransactionswithrespectto,anyPurchasedShareswithoutthepriorwrittenconsentoftheCorporationoritsunderwriters.Suchrestriction(theMarketStand-Off)shallbeineffectforsuchperiodoftimefromandaftertheeffectivedateofthefinalprospectusfortheofferingasmayberequestedbytheCorporationorsuchunderwriters.Innoevent,however,shallanysingleperiodexceedonehundredeighty(180)daysfromtheeffectivedateofanysuchpublicoffering.(b)OwnershallbesubjecttotheMarketStand-OffPROVIDEDANDONLYIFtheofficersanddirectorsoftheCorporationarealsosubjecttosimilarrestrictions.(c)Anynew,substitutedoradditionalsecuritieswhicharebyreasonofanyRecapitalizationorReorganizationdistributedwithrespecttothePurchasedSharesshallbeimmediatelysubjecttotheMarketStand-Off,tothesameextentthePurchasedSharesareatsuchtimecoveredbysuchprovisions.(d)InordertoenforcetheMarketStand-Off,theCorporationmayimposestop-transferinstructionswithrespecttothePurchasedSharesuntiltheendoftheapplicablestand-offperiod.D.REPURCHASERIGHT1.GRANT.TheCorporationisherebygrantedtheright(theRepurchaseRight),exercisableatanytimeduringthesixty(60)-dayperiodfollowingthedatePurchaserceasesforanyreasontoremaininService,torepurchaseatthePurchasePriceanyorallofthePurchasedSharesinwhichPurchaserisnot,atthetimeofhisorhercessationofService,vestedinaccordancewiththeprovisionsoftheVestingSchedulesetforthinParagraphD.3orthespecialvestingaccelerationprovisionsofParagraphD.5(suchsharestobehereinafterreferredtoastheUnvestedShares).2.EXERCISEOFTHEREPURCHASERIGHT.TheRepurchaseRightshallbeexercisablebywrittennoticedeliveredtoeachOwneroftheUnvestedSharespriortotheexpirationofthesixty(60)-dayexerciseperiod.ThenoticeshallindicatethenumberofUnvestedSharestoberepurchasedandthedateonwhichtherepurchaseistobeeffected,suchdatetobenotmorethanthirty(30)daysafterthedateofsuchnotice.ThecertificatesrepresentingtheUnvestedSharestoberepurchasedshallbedeliveredtotheCorporationonorbeforethecloseofbusinessonthedatespecifiedfortherepurchase.Concurrentlywiththereceiptofsuchstockcertificates,theCorporationshallpaytoOwner,incashorcashequivalents(includingthecancellationofanypurchase-moneyindebtedness),anamountequaltothePurchasePricepreviouslypaidfortheUnvestedShareswhicharetoberepurchasedfromOwner.3.TERMINATIONOFTHEREPURCHASERIGHT.TheRepurchaseRightshallterminatewithrespecttoanyUnvestedSharesforwhichitisnottimelyexercisedunderParagraphD.2.Inaddition,theRepurchaseRightshallterminateandceasetobeexercisablewithrespecttoanyandallPurchasedSharesinwhichPurchaservestsinaccordancewiththefollowingVestingSchedule:PurchasershallvestinthePurchasedShares,andtheRepurchaseRightshallconcurrentlylapsewithrespecttothosePurchasedShares,inaseriesoffive(5)successiveequalannualinstallmentsuponPurchaser’scompletionofeachyearofServiceoverthefive(5)yearperiodmeasuredfrom_________,_________,_________(M/D/Y).AllPurchasedSharesastowhichtheRepurchaseRightlapsesshall,however,remainsubjectto(i)theFirstRefusalRightand(ii)theMarketStand-Off.4.RECAPITALIZATION.Anynew,substitutedoradditionalsecuritiesorotherproperty(includingcashpaidotherthanasaregularcashdividend)whichisbyreasonofanyRecapitalizationdistributedwithrespecttothePurchasedSharesshallbeimmediatelysubjecttotheRepurchaseRightandanyescrowrequirementshereunder,butonlytotheextentthePurchasedSharesareatthetimecoveredbysuchrightorescrowrequirements.Appropriateadjustmentstoreflectsuchdistributionshallbemadetothenumberand/orclassofPurchasedSharessubjecttothisAgreementandtothepricepersharetobepaidupontheexerciseoftheRepurchaseRightinordertoreflecttheeffectofanysuchRecapitalizationupontheCorporation’scapitalstructure;PROVIDED,however,thattheaggregatepurchasepriceshallremainthesame.5.SPECIALACCELERATIONEVENTS.(a)TheRepurchaseRightshallautomaticallyterminateinitsentirety,andallthePurchasedSharesshallvestinfull,immediatelypriortotheconsummationofanyCorporateTransaction.(b)TheRepurchaseRightshallautomaticallyterminateinitsentirety,andallPurchasedSharesshallvestinfull,immediatelyintheeventthePurchaser’semploymentwiththeCorporationoritsaffiliatesisterminatedbytheCorporationwithoutCause.E.RIGHTOFFIRSTREFUSAL1.GRANT.TheCorporationisherebygrantedtherightoffirstrefusal(theFirstRefusalRight),exercisableinconnectionwithanyproposedtransferofthePurchasedSharesinwhichPurchaserhasvestedinaccordancewiththeprovisionsofArticleD.ForpurposesofthisArticleE,thetermtransfershallincludeanysale,assignment,pledge,encumbranceorotherdispositionofthePurchasedSharesintendedtobemadebyOwner,butshallnotincludeanyPermittedTransfer.2.NOTICEOFINTENDEDDISPOSITION.IntheeventanyOwnerofPurchasedSharesinwhichPurchaserhasvesteddesirestoacceptabonafidethird-partyofferforthetransferofanyorallofsuchshares(thePurchasedSharessubjecttosuchoffertobehereinafterreferredtoastheTargetShares),Ownershallpromptly(i)delivertotheCorporationwrittennotice(theDispositionNotice)ofthetermsoftheoffer,includingthepurchasepriceandtheidentityofthethird-partyofferor,and(ii)providesatisfactory